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Accenture Finance & Risk Blogs

US Regulation

Posted on June 22nd, 2017

House of Representatives Passes Financial CHOICE Act

On June 9, 2017, the US House of Representatives approved a bill that would repeal key parts...
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House of Representatives Passes Financial CHOICE Act
Posted on June 20th, 2017

MiFID II and What it Means for US Asset Managers

On January 3, 2018, the European Union’s (EU) updated Markets in Financial Instruments...
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MiFID II and What it Means for US Asset Managers
Posted on June 9th, 2017

Monthly Regulatory Tracker – March 2017

Edition Highlights: The Consumer Financial Protection Bureau amends Regulation B (Equal Credit...
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Monthly Regulatory Tracker – March 2017
Posted on June 8th, 2017

The Role of the Financial Stability Oversight Council (FSOC) and the Future...

The FSOC (Financial Stability Oversight Council) met on May 8, 2017, to discuss the Volcker...
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The Role of the Financial Stability Oversight Council (FSOC) and the Future...
Posted on May 5th, 2017

Department of Labor Fiduciary Rule Delay

On February 27, 2017, the Office of Management and Budget (OMB) found the controversial Department...
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Department of Labor Fiduciary Rule Delay
Posted on April 6th, 2017

Securities and Exchange Commission Issues Guidance and Investor Bulletin on...

On February 23, 2017, The Securities and Exchange Commission (SEC) published information and...
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Securities and Exchange Commission Issues Guidance and Investor Bulletin on...
Posted on February 8th, 2017

Tarullo Comments on Financial Regulation Since the Crisis

On December 2, 2016, Governor Daniel K. Tarullo provided his thoughts on regulation since the...
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Tarullo Comments on Financial Regulation Since the Crisis
Posted on November 11th, 2016

FINRA Proposes Rule Changes to Protect Senior Investors

On October 19, the Financial Industry Regulatory Authority (FINRA) filed a notice of proposed...
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FINRA Proposes Rule Changes to Protect Senior Investors