Image

Accenture Finance & Risk Blogs

Regulatory Alert

Posted on May 8th, 2017

Financial Stability Oversight Council to Re-evaluate Non-Bank SIFI Designation

On February 23, 2017, the newly confirmed Treasury Secretary Steve Mnuchin called for the first...
Read More
Financial Stability Oversight Council to Re-evaluate Non-Bank SIFI Designation
Posted on May 5th, 2017

Department of Labor Fiduciary Rule Delay

On February 27, 2017, the Office of Management and Budget (OMB) found the controversial Department...
Read More
Department of Labor Fiduciary Rule Delay
Posted on April 6th, 2017

Securities and Exchange Commission Issues Guidance and Investor Bulletin on...

On February 23, 2017, The Securities and Exchange Commission (SEC) published information and...
Read More
Securities and Exchange Commission Issues Guidance and Investor Bulletin on...
Posted on March 14th, 2017

Overcoming Challenges in Helping Regulatory Technology Grow

In the first blog in this series, we looked at the promise represented by the growth of Regulatory...
Read More
Overcoming Challenges in Helping Regulatory Technology Grow
Posted on February 8th, 2017

Financial Industry Regulatory Authority Outlines Priorities for 2017

The areas of focus in the Priorities Letter are based on observations from FINRA’s regulatory...
Read More
Financial Industry Regulatory Authority Outlines Priorities for 2017
Posted on February 8th, 2017

Tarullo Comments on Financial Regulation Since the Crisis

On December 2, 2016, Governor Daniel K. Tarullo provided his thoughts on regulation since the...
Read More
Tarullo Comments on Financial Regulation Since the Crisis
Posted on January 24th, 2017

Securities Industry and Financial Markets Association Outlines Priorities for...

During a briefing for reporters in New York, SIFMA CEO and President Ken Bentsen outlined the...
Read More
Securities Industry and Financial Markets Association Outlines Priorities for...
Posted on November 11th, 2016

FINRA Proposes Rule Changes to Protect Senior Investors

On October 19, the Financial Industry Regulatory Authority (FINRA) filed a notice of proposed...
Read More
FINRA Proposes Rule Changes to Protect Senior Investors